Marcelo C. Cabral

STRATTON CAPITAL INVESTMENT ADVISORY LLC

NEW YORK, NY 10005

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CRD#: 2237540

Professional summary

Marcelo Custodio Cabral is a registered financial advisor currently at STRATTON CAPITAL INVESTMENT ADVISORY LLC located in New York, New York.

Marcelo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Marcelo has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

International Investment Advisor & U.S. Representative; Somma Investimentos; Investment related: Yes; Location of the business: Brazil; Description of the business: Asset management firm in Brazil with no activity in the US.; Responsibilities Duties: Participate in the firm's investment committee; advise on international investments; discuss with clients about global investment opportunities; act as the firm's representative in the USA. ; Start date with business: 2021-07-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 3;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcelo Custodio Cabral's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2020 - Present

STRATTON CAPITAL INVESTMENT ADVISORY LLC

Office #1: 28 Liberty Street, New York, NY 10005

RIA

CRD#: 307491

NEW YORK, NY

Past

September 12, 2016 - September 21, 2016

BRADESCO SECURITIES, INC.

CRD#: 104347

NEW YORK, NY

Past

May 19, 2008 - September 15, 2014

BRADESCO SECURITIES, INC.

CRD#: 104347

NEW YORK, NY

Past

June 26, 2007 - May 7, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

January 1, 2005 - March 27, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

November 1, 1995 - October 20, 1998

FATOR SECURITIES, LLC

CRD#: 38897

WILTON, CT

Past

September 16, 1993 - June 7, 1995

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

February 10, 1993 - September 23, 1993

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 2, 1992 - February 24, 1993

JPMSI

CRD#: 15733

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATTON CAPITAL INVESTMENT ADVISORY LLC

STRATTON CAPITAL INVESTMENT ADVISORY LLC | STRATTON CAPITAL LLC

CRD#: 307491 / SEC#: 801-132386

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

New York

Registered Investment Advisory firm - (6/27/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2025 Terminated)

Vermont

Registered Investment Advisory firm - (7/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/12/2024)

IAR

Vermont
(5/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/21/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/18/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/27/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/19/1995

General Securities Principal Examination

Current Firm

STRATTON CAPITAL INVESTMENT ADVISORY LLC

STRATTON CAPITAL INVESTMENT ADVISORY LLC | STRATTON CAPITAL LLC

CRD#: 307491 / SEC#: 801-132386

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

New York

Registered Investment Advisory firm - (6/27/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2025 Terminated)

Vermont

Registered Investment Advisory firm - (7/2/2025 Terminated)

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Contact information

Main Address

28 Liberty Street, New York, NY 10005

Mailing Address

Phone number

(914) 471-3377

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATTON CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (6/27/2025)

Regulatory assets under management

Total Number of Accounts	505
AUM (Assets Under Management)	$ 75,159,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marcelo C. Cabral

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcelo Custodio Cabral's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRADESCO SECURITIES, INC.

BRADESCO SECURITIES, INC.

J.P. MORGAN SECURITIES INC.

MORGAN STANLEY & CO. LLC

FATOR SECURITIES, LLC

MORGAN STANLEY & CO. LLC

CREDIT SUISSE SECURITIES (USA) LLC

JPMSI

Primary Firm SEC Registration

STRATTON CAPITAL INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2019

Series 63

Date: 1/7/2005

SIE

Date: 9/21/2016

Series 3

Date: 9/18/2005

Series 7

Date: 12/27/2004

Series 24

Date: 9/19/1995

Current Firm

STRATTON CAPITAL INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATTON CAPITAL INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

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