MM
Mark T. Mangum
ELTEKON ADVISORS.
West Lake Hills, TX 78746
Some features on this profile are disabled
CRD#: 2237473
MM
Professional summary
Mark Thomas Mangum, who also goes by Mark Mangum, is a registered financial advisor currently at ELTEKON ADVISORS, LLC. located in West Lake Hills, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Mark has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Mangum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ITEM 23-08/2000 TO PRESENT: ELTEKON HOLDINGS, LLC, AUSTIN, TX, INVESTMENT RELATED-NO, POSITION: MEMBER/ 10%
APTUS 9/2009 to Present 5%
Prime Bank-2/2021 Board Member 5%
ALL OTHER OUTSIDE BUSINESS ACTIVITIES ARE DISCLOSED IN QUESTION 20.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Thomas Mangum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2006 - Present
ELTEKON ADVISORS, LLC.
Office #1: 3839 Bee Caves Rd Suite 120, West Lake Hills, TX 78746RIA
CRD#: 115371
West Lake Hills, TX
Past
July 5, 2001 - May 13, 2014
ELTEKON SECURITIES, LLC
BD
CRD#: 111645
WEST LAKE HILLS, TX
Past
February 28, 2001 - December 31, 2005
ELTEKON ADVISORS, LLC.
RIA
CRD#: 115371
WEST LAKE HILLS, TX
Past
May 28, 1992 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 28, 1992 - May 15, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ELTEKON ADVISORS, LLC.
ELTEKON | ELTEKON ADVISORS, LLC.
CRD#: 115371 / SEC#: 801-123415
RIA
Registered Investment Advisory firm - (3/11/2022 Approved)California
Registered Investment Advisory firm - (12/7/2011 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2005 Terminated)District of Columbia
Registered Investment Advisory firm - (12/21/2005 Terminated)Florida
Registered Investment Advisory firm - (12/31/2008 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2008 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2014 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2008 Terminated)Ohio
Registered Investment Advisory firm - (12/31/2008 Terminated)Oklahoma
Registered Investment Advisory firm - (3/30/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2008 Terminated)Texas
Registered Investment Advisory firm - (3/30/2022 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/9/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
EA
ELTEKON ADVISORS, LLC.
ELTEKON | ELTEKON ADVISORS, LLC.
CRD#: 115371 / SEC#: 801-123415
RIA
Registered Investment Advisory firm - (3/11/2022 Approved)California
Registered Investment Advisory firm - (12/7/2011 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2005 Terminated)District of Columbia
Registered Investment Advisory firm - (12/21/2005 Terminated)Florida
Registered Investment Advisory firm - (12/31/2008 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2008 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2014 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2008 Terminated)Ohio
Registered Investment Advisory firm - (12/31/2008 Terminated)Oklahoma
Registered Investment Advisory firm - (3/30/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2008 Terminated)Texas
Registered Investment Advisory firm - (3/30/2022 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3839 Bee Caves Rd Suite 120, West Lake Hills, TX 78746
Mailing Address
Phone number
(512) 477-3200
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 715 |
| AUM (Assets Under Management) | $ 300,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
