Jonothon M. Lieberman
Professional summary
Jonothon Michael Lieberman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jonothon is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Jonothon had worked at 13 firms, which includes SW FINANCIAL, ROCKWELL GLOBAL CAPITAL LLC, CHARLES VISTA LLC, OBSIDIAN FINANCIAL GROUP LLC, WESTROCK ADVISORS INC., J.P. TURNER & COMPANY L.L.C., NATIONAL SECURITIES CORPORATION, NORTHEAST SECURITIES LLC, BROADBAND CAPITAL MANAGEMENT LLC, DALTON KENT SECURITIES GROUP INC., H G I, STRATTON OAKMONT INC., MAIDSTONE FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2015 - September 3, 2015
SW FINANCIAL
December 8, 2010 - January 16, 2015
ROCKWELL GLOBAL CAPITAL LLC
June 21, 2010 - December 6, 2010
CHARLES VISTA LLC
April 9, 2008 - July 20, 2010
OBSIDIAN FINANCIAL GROUP, LLC
December 19, 2006 - April 15, 2008
WESTROCK ADVISORS, INC.
March 17, 2004 - December 19, 2006
J.P. TURNER & COMPANY, L.L.C.
April 10, 2002 - March 26, 2004
NATIONAL SECURITIES CORPORATION
November 13, 2001 - April 5, 2002
NORTHEAST SECURITIES, LLC
July 19, 2001 - October 31, 2001
BROADBAND CAPITAL MANAGEMENT, LLC
August 27, 1997 - July 27, 2001
DALTON KENT SECURITIES GROUP, INC.
February 27, 1997 - July 11, 1997
H G I
December 11, 1993 - December 20, 1996
STRATTON OAKMONT INC.
November 19, 1993 - February 21, 1994
MAIDSTONE FINANCIAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
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