Noel C. Rimalovski

VIGILANT DISTRIBUTORS

New York, NY 10022

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CRD#: 2237378

Professional summary

Noel Craig Rimalovski is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in New York, New York.

Noel is registered as a RR (Registered Representative) and started their career in finance in 1992. Noel has worked at 9 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2023 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: 410 Park Avenue Suite 730, New York, NY 10022

CRD#: 285573

New York, NY

Past

May 30, 2012 - August 25, 2023

OCP CAPITAL, LLC

CRD#: 143381

NEW YORK, NY

Past

June 18, 2010 - September 12, 2013

OBERON SECURITIES, LLC

CRD#: 132598

NEW YORK, NY

Past

April 13, 2007 - December 9, 2008

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

January 1, 2005 - January 18, 2007

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

June 2, 1999 - January 1, 2005

DRESDNER KLEINWORT WASSERSTEIN, LLC

CRD#: 22068

NEW YORK, NY

Past

February 19, 1997 - June 16, 1997

MCM SECURITIES LLC

CRD#: 41571

TROY, NY

Past

March 19, 1993 - December 31, 1995

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

February 1, 1993 - February 16, 1993

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

October 29, 1992 - February 2, 1993

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/24/2023)

Colorado
(7/24/2023)

District of Columbia
(7/24/2023)

New York
(7/24/2023)

Exams

State Security Law Exam

Series 63

Date: 9/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 6/27/2013

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 10/26/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VIGILANT DISTRIBUTORS, LLC

HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC

CRD#: 285573 / SEC#: , 8-69854

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Mailing Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Phone number

(610) 558-1750

Established

Pennsylvania since 06/13/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CHADDS FORD INVESTMENT MANAGEMENT, LLC	OWNER
CHISM, PATRICK ANDREW	CEO AND CCO	2875421
FAIA, SALVATORE ROCCO II	PRINCIPAL OPERATIONS OFFICER	6813402
SCARPATI, GERARD	CFO AND PRINCIPAL FINANCIAL OFFICER	2313132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Noel C. Rimalovski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Noel Craig Rimalovski's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCP CAPITAL, LLC

OBERON SECURITIES, LLC

MACQUARIE CAPITAL (USA) INC.

COMMERZ MARKETS LLC

DRESDNER KLEINWORT WASSERSTEIN, LLC

MCM SECURITIES LLC

LAZARD FRERES & CO. LLC

GLEACHER & COMPANY SECURITIES, INC.

LAZARD FRERES & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/10/1992

SIE

Date: 10/1/2018

Series 79

Date: 6/27/2013

Series 7

Date: 10/26/1992

FINRA

Current Firm

VIGILANT DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

VIGILANT DISTRIBUTORS, LLC

TRUST BUT VERIFY

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