Andrew Shayne Hempeck, CFP | Financial Professional | Petaluma, California

Professional summary

Andrew Shayne Hempeck, CFP® is a registered financial advisor currently at CREEKSIDE PARTNERS located in Petaluma, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Andrew has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Shayne Hempeck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 22, 2007 - Present

CREEKSIDE PARTNERS

Office #1: 775 Baywood Drive Suite 306, Petaluma, CA 94954

RIA

CRD#: 125401

Petaluma, CA

Past

June 24, 2004 - December 10, 2007

FISHER INVESTMENTS

RIA

CRD#: 107342

WOODSIDE, CA

Past

August 24, 2000 - June 18, 2004

PURISIMA SECURITIES, LLC

BD

CRD#: 47882

WOODSIDE, CA

Past

September 28, 1998 - November 20, 1998

NF CLEARING, INC.

BD

CRD#: 14285

PHILADELPHIA, PA

Past

November 15, 1996 - January 9, 1997

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

EL SEGUNDO, CA

Past

June 22, 1992 - November 4, 1996

HARRIS INVESTORLINE INC.

BD

CRD#: 6362

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CP

CREEKSIDE PARTNERS

CRD#: 125401 / SEC#: 801-68879

RIA

Registered Investment Advisory firm - (2/20/2008 Approved)

California

Registered Investment Advisory firm - (2/21/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/22/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 6/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 7

Date: 6/18/1992

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 4

Date: 10/29/1993

Registered Options Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 8/27/1993

General Securities Principal Examination

Current Firm

CP

CREEKSIDE PARTNERS

CRD#: 125401 / SEC#: 801-68879

RIA

Registered Investment Advisory firm - (2/20/2008 Approved)

California

Registered Investment Advisory firm - (2/21/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

775 Baywood Drive Suite 306, Petaluma, CA 94954

Mailing Address

Phone number

(707) 769-7820

Established

Firm type

Fiscal year end

# of Employees

2

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREEKSIDE PARTNERS FORM ADV PART 2A BROCHURE - MARCH 2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	788
AUM (Assets Under Management)	$ 505,276,940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew S. Hempeck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Shayne Hempeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

PURISIMA SECURITIES, LLC

NF CLEARING, INC.

CETERA WEALTH SERVICES, LLC

HARRIS INVESTORLINE INC.

Primary Firm SEC Registration

CREEKSIDE PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2004

Series 63

Date: 6/29/1992

Series 7

Date: 6/18/1992

Series 4

Date: 10/29/1993

Series 24

Date: 8/27/1993

Current Firm

CREEKSIDE PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREEKSIDE PARTNERS

TRUST BUT VERIFY

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