Paul A. Lapiana
Professional summary
Paul Anthony Lapiana, CFP®, who also goes by Paul A Lapiana, Paul Lapiana, is a registered financial professional currently at MML INVESTORS SERVICES, LLC located in Springfield, Massachusetts and MML STRATEGIC DISTRIBUTORS, LLC located in Springfield, Massachusetts.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Anthony Lapiana's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2016 - Present
MML INVESTORS SERVICES, LLC
Office #1: 1295 State Street, Springfield, MA 01111April 2, 2019 - Present
MML STRATEGIC DISTRIBUTORS, LLC
Office #1: 1295 State Street, Springfield, MA 01111April 2, 2019 - Present
MML DISTRIBUTORS, LLC
Office #1: 1295 State Street, Springfield, MA 01111November 26, 2014 - July 8, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
March 2, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
March 2, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
October 25, 2005 - June 1, 2006
TOWER SQUARE SECURITIES, INC.
August 10, 2004 - April 25, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
November 19, 2001 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
July 1, 1999 - November 19, 2001
EQUITABLE DISTRIBUTORS, LLC
January 25, 1999 - June 15, 1999
OSAIC WEALTH, INC.
August 31, 1992 - February 8, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 31, 1992 - February 8, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
