Gary V. Schwendinger
Professional summary
Gary Van Schwendinger was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Gary had worked at 3 firms, which includes FFP ADVISORY SERVICES INC, FFP SECURITIES INC., EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2001 - January 13, 2003
FFP ADVISORY SERVICES INC
November 27, 2001 - January 9, 2003
FFP SECURITIES, INC.
May 21, 1992 - December 5, 2001
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current firm
No current employment
Red Flags
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