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Gary Van Schwendinger

CRD# 2237185·Registered 1992 - 2003
Barred: Gary Van Schwendinger was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gary Van Schwendinger, who also goes by Gary Schwendinger, Gary Vanschwendinger, was a registered financial advisor. Gary was a previously registered financial advisor and started their career in finance 1992 - 2003. Gary had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Schwendinger, Gary Vanschwendinger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

FFP ADVISORY SERVICES INC·CRD# 110778
RIA
St. Louis, MO
December 14, 2001 - January 13, 2003
FFP SECURITIES, INC.·CRD# 16337
BD
Chesterfield, MO
November 27, 2001 - January 9, 2003
EDWARD JONES·CRD# 250
BD
St. Louis, MO
May 21, 1992 - December 5, 2001

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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