Douglas E. Dial
Professional summary
Douglas Eric Dial, who also goes by Douglas Dial, is a registered financial advisor currently at CAPITAL PARTNERS INVESTMENT GROUP located in Davenport, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Douglas has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Eric Dial's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2018 - Present
CAPITAL PARTNERS INVESTMENT GROUP
April 11, 2016 - April 11, 2018
REGAL SECURITIES, INC.
April 5, 2016 - April 11, 2018
REGAL ADVISORY SERVICES, INC.
June 19, 2014 - May 26, 2015
ADVISORNET WEALTH PARTNERS
May 15, 1992 - August 19, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/18/2020)
(7/31/2018)
Exams
Current Firm
CAPITAL PARTNERS INVESTMENT GROUP
CRD#: 294889 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 30,000,000 |
Red Flags
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