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BD

Bruce A. Demers

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CRD#: 2237091
BD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bruce Allen Demers, who also goes by Bruce Demers, was a registered financial professional .

Bruce is a previously registered financial professional and started their career in finance in 1992. Bruce had worked at 7 firms and has passed the Series 63, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bruce Demers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 13, 2010 - February 8, 2012

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
BIRMINGHAM, AL
Past

March 12, 2010 - February 8, 2012

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
MOBILE, AL
Past

June 1, 2009 - April 8, 2010

MORGAN STANLEY

RIA
CRD#: 149777
FAIRHOPE, AL
Past

June 1, 2009 - April 8, 2010

MORGAN STANLEY

BD
CRD#: 149777
FAIRHOPE, AL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
FAIRHOPE, AL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
FAIRHOPE, AL
Past

September 2, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
FAIRHOPE, AL
Past

September 2, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
FAIRHOPE, AL
Past

November 20, 1996 - September 21, 2004

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
GULF SHORES, AL
Past

May 24, 1993 - September 21, 2004

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

May 21, 1992 - May 24, 1993

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/22/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 11/17/2006
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


IA
INTL ADVISORY CONSULTANTS INC.
INTL ADVISORY CONSULTANTS INC. | STERNE AGEE INVESTMENT ADVISORS, INC. | STERNE AGEE ASSET MANAGEMENT, INC.

CRD#: 130888 / SEC#: 801-63297

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Contact information


Main Address
2 Perimeter Park South Suite 100 East, Birmingham, AL 35243
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTL ADVISORY CONSULTANTS INC.

CRD#: 130888

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