John C. Callen

CONVERGENCE INVESTMENT PARTNERS

Palm Beach Gardens, FL 33410-2757

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CRD#: 2236866

Professional summary

John Christopher Callen is a registered financial advisor currently at CONVERGENCE INVESTMENT PARTNERS, LLC located in Palm Beach Gardens, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WoodHill Asset Management LLC 10437 W Innovation Dr Milwaukee, WI 53226 John C. Callen is the sole member of WoodHill Asset Management, LLC ("WoodHill"), which is an investment-related business. WoodHill is formerly a state-registered investment adviser (Wisconsin) which withdrew its registration in July 2022. WoodHill continues to operate but no longer provides investment management services. WoodHill provides consulting services and product reviews to firms in investment-related businesses. Callen expects to devote approximately 0-20 hours per month to WoodHill work. Callen expects to spend no more than five hours per month during securities trading hours on the work he performs for WoodHill.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Callen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2022 - Present

CONVERGENCE INVESTMENT PARTNERS, LLC

Office #1: 3801 Pga Blvd. Suite 1001, Palm Beach Gardens, FL 33410-2757

RIA

CRD#: 148472

Palm Beach Gardens, FL

Past

March 22, 2021 - July 11, 2022

WOODHILL ASSET MANAGEMENT LLC

RIA

CRD#: 305673

MILWAUKEE, WI

Past

January 12, 2011 - June 2, 2011

JOHNSON WEALTH INC.

RIA

CRD#: 125557

MILWAUKEE, WI

Past

February 2, 2006 - October 16, 2007

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Past

May 22, 2000 - November 9, 2007

M&I INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 109802

MILWAUKEE, WI

Past

January 12, 2000 - January 15, 2003

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONVERGENCE INVESTMENT PARTNERS, LLC

CONVERGENCE INVESTMENT PARTNERS, LLC | MARINER QUANTITATIVE SOLUTIONS, LLC

CRD#: 148472 / SEC#: 801-69707

RIA

Registered Investment Advisory firm - (10/28/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/15/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/1/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/10/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONVERGENCE INVESTMENT PARTNERS, LLC

CONVERGENCE INVESTMENT PARTNERS, LLC | MARINER QUANTITATIVE SOLUTIONS, LLC

CRD#: 148472 / SEC#: 801-69707

RIA

Registered Investment Advisory firm - (10/28/2008 Approved)

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Contact information

Main Address

3801 Pga Blvd. Suite 1001, Palm Beach Gardens, FL 33410-2757

Mailing Address

Phone number

(561) 494-8001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/10/2025)

ADV PART 2B - NEUBERG (3/10/2025)

ADV PART 2B - ABITZ (3/10/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 464,769,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Callen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Callen's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODHILL ASSET MANAGEMENT LLC

JOHNSON WEALTH INC.

M&I FINANCIAL ADVISORS, INC

M&I INVESTMENT MANAGEMENT CORP.

M&I FINANCIAL ADVISORS, INC

Primary Firm SEC Registration

CONVERGENCE INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/2006

Series 65

Date: 12/20/1999

Series 7

Date: 2/1/2006

Series 6

Date: 1/10/2000

Current Firm

CONVERGENCE INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONVERGENCE INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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