Victor J. Gogal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Joseph Gogal was a registered financial advisor .
Victor is a previously registered financial advisor and started their career in finance in 1974. Victor had worked at 4 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2010 - February 2, 2011
QUESTAR ASSET MANAGEMENT, INC.
September 7, 2010 - February 2, 2011
QUESTAR CAPITAL CORPORATION
November 2, 2007 - August 13, 2010
MSI FINANCIAL SERVICES, INC.
December 22, 1986 - August 13, 2010
MSI FINANCIAL SERVICES, INC.
May 23, 1974 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/20/1974
Registered Representative ExaminationCurrent Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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