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Gary J. Redding

Some features on this profile are disabled
CRD#: 2236814
GR

Professional summary

Gary Joseph Redding was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Gary is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Gary had worked at 10 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., LH ROSS & COMPANY INC., GLENN MICHAEL FINANCIAL INC., STARR SECURITIES INC., MORGAN TAYLOR & ASSOCIATES INC., PACIFIC CORTEZ SECURITIES INCORPORATED, W.J. NOLAN & COMPANY INC., LANDMARK INTERNATIONAL EQUITIES, KENSINGTON WELLS INCORPORATED, STRATTON OAKMONT INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 12, 2002 - November 4, 2002

CARDINAL CAPITAL MANAGEMENT, INC.

BD
CRD#: 24605
MIAMI, FL
Past

July 9, 2001 - June 28, 2002

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

April 23, 2001 - June 7, 2001

GLENN MICHAEL FINANCIAL, INC.

BD
CRD#: 37912
MELVILLE, NY
Past

July 30, 1998 - March 19, 2001

STARR SECURITIES, INC.

BD
CRD#: 13336
NEW YORK, NY
Past

January 14, 1998 - July 24, 1998

MORGAN, TAYLOR & ASSOCIATES, INC.

BD
CRD#: 37447
MINEOLA, NY
Past

June 19, 1997 - December 31, 1997

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
SAN DIEGO, CA
Past

December 10, 1996 - April 29, 1997

W.J. NOLAN & COMPANY, INC.

BD
CRD#: 16465
NEW YORK, NY
Past

September 15, 1995 - July 22, 1996

LANDMARK INTERNATIONAL EQUITIES

BD
CRD#: 25098
Past

April 18, 1995 - July 22, 1996

LANDMARK INTERNATIONAL EQUITIES

BD
CRD#: 25098
WESTBURY, NY
Past

June 14, 1993 - May 2, 1995

KENSINGTON WELLS INCORPORATED

BD
CRD#: 30570
Past

September 14, 1992 - March 2, 1993

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/28/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/1992
General Securities Representative Examination

Current Firm

CC
CARDINAL CAPITAL MANAGEMENT, INC.
CARDINAL CAPITAL MANAGEMENT, INC | COMMUNITY INVESTMENT SERVICES, INC. | CARDINAL CAPITAL MANAGEMENT, INC.

CRD#: 24605 / SEC#: , 8-41272

BD
Terminated by SEC on 03/13/2005
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 03/14/1989
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CARDINAL CAPITAL . NET, INC.NEW PARENT COMPANY
CARBONELL, GRISSEL MARIAFINOP2251670
SMITH, HERSHEL FRANCIS JRCHAIRMAN/CEO/SECRETARY/SROP/CROP427817
SWEENEY, CHRISTOPHER ALANSENIOR MANAGING DIRECTOR823375

Disclosures

Regulatory Event6
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARDINAL CAPITAL MANAGEMENT, INC.

CRD#: 24605

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