Marc F. Riddick
Professional summary
Marc Frye Riddick, who also goes by Marc Frye, is a registered financial professional currently at SIDOTI & COMPANY, LLC located in New York, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1992. Marc has worked at 8 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Frye Riddick's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2016 - Present
SIDOTI & COMPANY, LLC
Office #1: 1177 Avenue Of Americas Floor 5, New York, NY 10036Office #2: 1177 Avenue Of Americas Floor 5, New York, NY 10036December 15, 2010 - January 26, 2016
THE WILLIAMS CAPITAL GROUP, L.P.
June 15, 2010 - November 5, 2010
SOUTHRIDGE INVESTMENT GROUP LLC
May 4, 2010 - May 26, 2010
SHS SECURITIES, INC.
July 9, 2001 - April 20, 2006
MUTUAL OF AMERICA SECURITIES LLC
July 9, 2001 - April 20, 2006
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 18, 1995 - July 3, 2001
DEAM INVESTOR SERVICES, INC.
August 24, 1992 - September 19, 1994
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2016)
Exams
FINRA
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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