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EP

Edmund B. Pearson

Some features on this profile are disabled
CRD#: 2236530
EP

Professional summary

Edmund Burke Pearson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Edmund is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Edmund had worked at 11 firms, which includes WESTMINSTER FINANCIAL SECURITIES INC., WRP INVESTMENTS INC., BRUNDYN SECURITIES INC., A. CH. SECURITIES INC., SECURITIES SERVICE NETWORK LLC, COMMONWEALTH FINANCIAL NETWORK, LASALLE ST SECURITIES L.L.C., SAPERSTON FINANCIAL INC., EISNER SECURITIES INC., CONTINENTAL CAPITAL INVESTMENT SERVICES INC., J.C. BRADFORD & CO..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Edmund B Pearson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 20, 2004 - December 9, 2004

WESTMINSTER FINANCIAL SECURITIES, INC.

BD
CRD#: 20677
BEAVERCREEK, OH
Past

May 7, 2004 - July 7, 2004

WRP INVESTMENTS, INC.

RIA
CRD#: 7365
YOUNGSTOWN, OH
Past

April 16, 2004 - July 7, 2004

WRP INVESTMENTS, INC.

BD
CRD#: 7365
YOUNGSTOWN, OH
Past

August 11, 2003 - April 23, 2004

BRUNDYN SECURITIES INC.

BD
CRD#: 124493
ARLINGTON, TX
Past

July 7, 1998 - October 3, 2003

A. CH. SECURITIES, INC.

BD
CRD#: 44630
DAYTON, OH
Past

March 18, 1998 - July 24, 1998

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

October 30, 1997 - March 16, 1998

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

October 3, 1997 - October 27, 1997

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

September 26, 1997 - October 3, 1997

SAPERSTON FINANCIAL INC.

BD
CRD#: 27863
BUFFALO, NY
Past

July 29, 1997 - October 1, 1997

EISNER SECURITIES, INC.

BD
CRD#: 40585
ST. LOUIS, MO
Past

December 5, 1994 - July 29, 1997

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

BD
CRD#: 2864
BRYAN, OH
Past

June 28, 1993 - December 13, 1994

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/19/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/3/1996
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/18/1999
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/19/1998
General Securities Principal Examination

Current Firm

WF
WESTMINSTER FINANCIAL SECURITIES, INC.
BRAZIE & COMPANY, INC. | WESTMINSTER FINANCIAL SECURITIES, INC. | BRAZIE FINANCIAL SERVICES, INC. | BRAZIE FINANCIAL SECURITIES, INC.

CRD#: 20677 / SEC#: , 8-38426

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440
Mailing Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440
Phone number
(937) 898-5010
Established
Ohio since 07/23/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WESTMINSTER FINANCIAL COMPANIES, INC.HOLDING COMPANY
STAGER, KIRK WILSONCEO2785614
STAGER, KIRK WILSONPRESIDENT2785614
SWEENEY, ANGELA C.FINOP,CFO4036900
TRUNCK, JESSICA MARIECHIEF COMPLIANCE OFFICER4561886

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

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