Vance V. Ryan

AMERICAN BUSINESS CAPITAL

Moorpark, CA

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CRD#: 2236481

Professional summary

Vance Vanstratton Ryan, who also goes by Todd Van Stratton Ryan, Todd Ryan, is a registered financial advisor currently at AMERICAN BUSINESS CAPITAL located in Moorpark, California.

Vance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Vance has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Van Stratton Ryan | Todd Ryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The purchase and sales of internet domain names and providing film production and music distribution.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vance Vanstratton Ryan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2010 - Present

AMERICAN BUSINESS CAPITAL

RIA

CRD#: 123754

Moorpark, CA

Past

September 5, 2007 - December 31, 2008

AMERICAN BUSINESS CAPITAL

RIA

CRD#: 123754

SPEEDWAY, IN

Past

December 9, 1994 - January 26, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 11, 1994 - December 21, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 31, 1993 - March 22, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 11, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/27/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/9/1992

General Securities Representative Examination

Current Firm

AMERICAN BUSINESS CAPITAL

AMERICAN BUSINESS CAPITAL | RYAN, VANCE VANSTRATTON | AMERICAN BUSINESS CAPITAL CORPORATION

CRD#: 123754 / SEC#:

California

Registered Investment Advisory firm - (2/17/2012 Approved)

Indiana

Registered Investment Advisory firm - (5/30/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Moorpark, CA

Mailing Address

Phone number

(310) 940-1954

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vance V. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vance Vanstratton Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN BUSINESS CAPITAL

AMERICAN BUSINESS CAPITAL

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2002

Series 63

Date: 7/7/1992

Series 3

Date: 10/27/1993

Series 7

Date: 6/9/1992

Current Firm

AMERICAN BUSINESS CAPITAL

Contact information

Documents

Red Flags

Company Information

AMERICAN BUSINESS CAPITAL

TRUST BUT VERIFY

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