Graham A. Barton
Professional summary
Graham Andrew Barton is a registered financial professional currently at ARLINGTON SECURITIES, INC. located in Greenville, South Carolina.
Graham is registered as a RR (Registered Representative) and started their career in finance in 1992. Graham has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Graham Andrew Barton's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 1993 - Present
ARLINGTON SECURITIES, INC.
Office #1: 3453 Pelham Rd Ste 104, Greenville, SC 29615August 29, 2006 - May 14, 2007
ARLINGTON SECURITIES, INC.
September 8, 1992 - August 18, 1993
BUCKHEAD FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2007)
(3/13/2007)
(8/27/2019)
(3/14/2007)
(8/2/1993)
Exams
FINRA
Current Firm
ARLINGTON SECURITIES, INC.
CRD#: 19596 / SEC#: 801-66316, 8-38098
Contact information
FINRA licenses (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 77,254,990 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
ARLINGTON SECURITIES, INC.
CRD#: 19596Greenville, SC 29615TRUST BUT VERIFY
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