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CK

Charles Kolias

CONFLUENCE FINANCIAL PARTNERS
SEWICKLEY, PA 15143
Some features on this profile are disabled
CRD#: 2236103
CK

Professional summary

Charles Kolias, who also goes by Chuck Kolias, is a registered financial advisor currently at CONFLUENCE FINANCIAL PARTNERS located in Sewickley, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Charles has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chuck Kolias

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Confluence Financial Partners; 1605 Carmody Court Suite 101,Sewickley, PA; Licensed Insurance Agent relating to insurance and/or annuity products & property and casualty insurance needs

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Kolias's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2021 - Present

CONFLUENCE FINANCIAL PARTNERS

Office #1: 1605 Carmody Court Suite 100, Sewickley, PA 15143Office #2: 999 Vanderbilt Beach Rd Suite 200, Naples, FL 34108
RIA
CRD#: 311980
SEWICKLEY, PA
Past

June 2, 2016 - July 12, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Sewickley, PA
Past

May 26, 2016 - July 12, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
SEWICKLEY, PA
Past

February 22, 2011 - May 27, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SEWICKLEY, PA
Past

January 1, 2008 - May 27, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SEWICKLEY, PA
Past

February 12, 1993 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
SEWICKLEY, PA
Past

May 6, 1992 - January 22, 1993

L.C. WEGARD & CO., INC.

BD
CRD#: 3722
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONFLUENCE FINANCIAL PARTNERS
CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.

CRD#: 311980 / SEC#: 801-120711

RIA
Registered Investment Advisory firm - (4/5/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/29/2024)
IAR
Pennsylvania
(7/2/2021)
IAR
Texas
(10/29/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/21/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/14/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/13/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/5/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/18/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/28/2003
General Securities Sales Supervisor - Options Module Examination

Current Firm

CF
CONFLUENCE FINANCIAL PARTNERS
CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.

CRD#: 311980 / SEC#: 801-120711

RIA
Registered Investment Advisory firm - (4/5/2021 Approved)
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Contact information

Main Address
732 E Mcmurray Rd, Mcmurray, PA 15317
Mailing Address
Phone number
(724) 271-8801
Established
Firm type
Fiscal year end
# of Employees
68

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONFLUENCE PART 2A DISCLOSURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts12,924
AUM (Assets Under Management)$ 5,454,175,362

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONFLUENCE FINANCIAL PARTNERS

CRD#: 311980Sewickley, PA 15143

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