JT
James M. Terschluse
HUNTLEIGH ADVISORS
BELLEVILLE, IL 62220
Some features on this profile are disabled
CRD#: 2236088
JT
Professional summary
James Michael Terschluse, who also goes by James Michael Terschlose, Jim Terschlose, is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in Belleville, Illinois and HUNTLEIGH SECURITIES CORPORATION located in Belleville, Illinois.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. James has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Michael Terschlose | Jim Terschlose
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BARBER MANAGEMENT; ST. LOUIS, MO; NOT INVESTMENT-RELATED; EMPLOYMENT AGENCY; POSITION: DIRECTOR AND SECRETARY; TIME: 10 HOURS PER MONTH; 2) 2280 ADMINISTRATION, LLC; ST. LOUIS, MO; NOT INVESTMENT-RELATED (COMMERCIAL REAL ESTATE); POSITION: MANAGING MEMBER AND 50% OWNER; TIME: 5 HOURS PER MONTH 3) TERSCHLUSE LAKEHOUSE LLC; CREAL SPRINGS, IL; NOT INVESTMENT-RELATED; PERSONAL PROPERTY/VACATION HOME OWNED WITH OTHER FAMILY MEMBERS; TRUSTEE OF LLC, 25% MANAGING MEMBER; 1-2 HOURS PER MONTH 4) 7067 FORSYTH LLC; ST. LOUIS, MO; NOT INVESTMENT-RELATED; PERSONAL PROPERTY WHERE SON IS LIVING; NO INVESTMENT INCOME; TRUSTEE OF LLC, 50% MANAGING MEMBER; 5 HOURS PER MONTH 5) HUNTER POINT INVESTMENTS LLC; INVESTMENT-RELATED; SWANSEA, IL; MANAGEMENT OF THE BUSINESS AFFAIRS OF THE MEMBERS RELATED TO HSC AND HAI; 60% MANAGING MEMBER; 5-10 HOURS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Terschluse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2010 - Present
HUNTLEIGH ADVISORS, INC.
Office #1: 23 Public Square Suite 200, Belleville, IL 62220RIA
CRD#: 113412
BELLEVILLE, IL
Current
October 22, 2010 - Present
HUNTLEIGH SECURITIES CORPORATION
Office #1: 23 Public Square Suite 200, Belleville, IL 62220BD
CRD#: 7456
Belleville, IL
Past
February 5, 2014 - March 28, 2023
DATATEX INVESTMENT SERVICES INC
RIA
CRD#: 105440
BELLEVILLE, IL
Past
August 25, 2003 - October 25, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FAIRVIEW HEIGHTS, IL
Past
July 28, 2000 - October 25, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FAIRVIEW HEIGHTS, IL
Past
August 19, 1994 - July 31, 2000
HUNTLEIGH SECURITIES CORPORATION
BD
CRD#: 7456
ST. LOUIS, MO
Past
June 21, 1993 - August 15, 1994
MAGNA INVESTMENTS
BD
CRD#: 16511
ST. LOUIS, MO
Past
October 10, 1992 - June 21, 1993
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
August 10, 1992 - October 1, 1992
MERCANTILE INVESTMENT SERVICES, INC.
BD
CRD#: 19908
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2019)
RR
Arizona(5/9/2017)
RR
Arkansas(1/10/2022)
IAR
Arkansas(1/11/2022)
RR
California(10/22/2010)
IAR
Colorado(1/6/2020)
RR
Colorado(3/13/2020)
RR
Florida(10/22/2010)
IAR
Florida(6/7/2019)
RR
Georgia(5/8/2023)
IAR
Idaho(1/15/2021)
RR
Idaho(11/1/2023)
RR
Illinois(10/22/2010)
IAR
Illinois(10/22/2010)
RR
Indiana(10/22/2010)
IAR
Kansas(4/16/2019)
RR
Kansas(9/11/2019)
RR
Kentucky(1/18/2012)
IAR
Kentucky(1/8/2020)
RR
Michigan(2/12/2025)
RR
Minnesota(7/10/2012)
IAR
Minnesota(4/16/2019)
RR
Missouri(10/22/2010)
IAR
Missouri(1/24/2019)
RR
Nebraska(5/8/2023)
RR
Nevada(5/8/2023)
IAR
Nevada(10/20/2025)
RR
Ohio(10/22/2010)
RR
Oklahoma(3/13/2012)
RR
Pennsylvania(5/20/2011)
IAR
Pennsylvania(4/11/2019)
RR
South Carolina(7/2/2020)
IAR
South Carolina(4/13/2023)
RR
Texas(10/22/2010)
IAR
Texas(4/11/2019)
RR
Virginia(9/23/2013)
IAR
Virginia(5/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
Mailing Address
Phone number
(314) 236-2400
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 626,466,687 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
