Lee I. Rodin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Irvin Rodin, who also goes by Lee Irwin Rodin, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1992. Lee had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2012 - March 27, 2014
WOODMEN FINANCIAL SERVICES, INC.
October 26, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 26, 2005 - August 16, 2011
MSI FINANCIAL SERVICES, INC.
September 26, 2003 - October 4, 2005
WADDELL & REED
January 16, 2001 - October 4, 2005
WADDELL & REED
May 12, 1999 - January 8, 2001
LUTHERAN BROTHERHOOD SECURITIES CORP.
April 3, 1998 - September 1, 1998
ATLAS SECURITIES, LLC
January 5, 1998 - April 2, 1998
WS GRIFFITH SECURITIES, INC.
October 8, 1997 - January 1, 1998
VERAVEST INVESTMENTS, INC.
August 17, 1992 - September 22, 1997
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODMEN FINANCIAL SERVICES, INC.
CRD#: 117365 / SEC#: , 8-53592
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WFS HOLDINGS, INC. | 100% OWNER OF WOODMEN FINANCIAL SERVICES, INC. | |
| BENGTSON, CYNTHIA SHAWN | DIRECTOR AND CHAIRMAN | 6073749 |
| BUDERUS, TIMOTHY KEVIN | PRESIDENT, CEO AND DIRECTOR | 3083401 |
| DARLING, DANIEL RUSSELL | SENIOR SALES MANAGER | 5220507 |
| DAY, JACOB MICHAEL | DIRECTOR | 5003086 |
| DRIFFILL, CHARLES REICH JR. | DIRECTOR | 5239194 |
| EBLEN, LINDSEY JEAN | FINOP AND REVIEW PRINCIPAL (CFO)/TREASURER | 4496236 |
| OLARI, NICHOLAS CONNER | DIRECTOR AND SECRETARY | 6079027 |
| PORTER, RAHJA | CHIEF COMPLIANCE OFFICER | 6860469 |
| ROSAUER, ADAM THOMAS | MANAGER OF OPERATIONS | 4761408 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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