Elizabeth M. Cox

MERIT FINANCIAL PARTNERS LLC

Westport, CT 06880

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CRD#: 2235759

Professional summary

Elizabeth Mckee Cox, CFP®, who also goes by Elizabeth Cox Mound, Elizabeth Mckee Mound, is a registered financial advisor currently at MERIT FINANCIAL PARTNERS LLC located in Westport, Connecticut.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Elizabeth has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Divorce Planning

Tax Planning

Investment Planning

Retirement Planning

Do you have an area of expertise or specialization?

Divorce Planning

Hourly

Investment Advice without Ongo...

Retirement Planning & Distribu...

Women's Financial Planning Iss...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Cox Mound | Elizabeth Mckee Mound

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Mckee Cox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

March 9, 2010 - Present

MERIT FINANCIAL PARTNERS LLC

Office #1: 500 Post Road East, Suite 228, Westport, CT 06880

RIA

CRD#: 141359

Westport, CT

Past

November 3, 2009 - December 31, 2016

COX FINANCIAL SERVICES, LLC

RIA

CRD#: 151773

REDDING, CT

Past

January 2, 2009 - October 2, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

July 13, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

WILTON, CT

Past

July 3, 2006 - October 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WILTON, CT

Past

July 16, 1999 - August 18, 2000

BLOOMBERG TRADEBOOK LLC

CRD#: 40881

NEW YORK, NY

Past

August 14, 1996 - February 10, 1999

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

June 17, 1992 - August 7, 1996

ING BARING (U.S.) SECURITIES, INC.

CRD#: 5285

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERIT FINANCIAL PARTNERS LLC

MERIT FINANCIAL PARTNERS LLC | MTP ADVISORS | MICHAEL TERRY PLANNING, LLC

CRD#: 141359 / SEC#: 801-111783

RIA

Registered Investment Advisory firm - (9/29/2017 Approved)

Connecticut

Registered Investment Advisory firm - (5/4/2020 Terminated)

New York

Registered Investment Advisory firm - (4/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/28/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/9/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/19/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/19/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/1/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/20/1994

General Securities Principal Examination

Current Firm

MERIT FINANCIAL PARTNERS LLC

MERIT FINANCIAL PARTNERS LLC | MTP ADVISORS | MICHAEL TERRY PLANNING, LLC

CRD#: 141359 / SEC#: 801-111783

RIA

Registered Investment Advisory firm - (9/29/2017 Approved)

Connecticut

Registered Investment Advisory firm - (5/4/2020 Terminated)

New York

Registered Investment Advisory firm - (4/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/28/2020 Terminated)

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Contact information

Main Address

69-64 Grand Avenue, Maspeth, NY 11378

Mailing Address

Phone number

(718) 898-0871

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERIT FINANCIAL PARTNERS LLC FORM ADV PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	643
AUM (Assets Under Management)	$ 313,829,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Elizabeth M. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Mckee Cox's CRS (Customer Relationship Summary).

Certified licenses

Experience

COX FINANCIAL SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

BLOOMBERG TRADEBOOK LLC

DEUTSCHE BANK SECURITIES INC.

ING BARING (U.S.) SECURITIES, INC.

Primary Firm SEC Registration

MERIT FINANCIAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/19/2006

Series 63

Date: 5/19/1992

Series 7

Date: 7/1/2006

Series 24

Date: 1/20/1994

Current Firm

MERIT FINANCIAL PARTNERS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERIT FINANCIAL PARTNERS LLC

TRUST BUT VERIFY

Contact information

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