TV
Thomas J. Von Riesen
HUB INVESTMENT ADVISORS,
Omaha, NE 68154
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CRD#: 2235723
TV
Professional summary
Thomas John Von Riesen, who also goes by Thomas John Vonriesen, is a registered financial advisor currently at HUB INVESTMENT ADVISORS, INC located in Omaha, Nebraska and M HOLDINGS SECURITIES, INC. located in Omaha, Nebraska.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas John Vonriesen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) M HOLDINGS SECURITIES, INC.; INVESTMENT RELATED; ADDRESS: 1125 NW COUCH STREET, PORTLAND, OR 97209; BUSINESS: REGISTERED BROKER-DEALER; TITLE: REGISTERED REPRESENTATIVE; START DATE: 9/2000; 160 HOURS/MONTH; 160 HOURS/MONTH DURING BUSINESS HOURS; DUTIES: ENTITY IS MY BROKER-DEALER. 2) HUB INTERNATIONAL GREAT PLAINS, LLC; NOT INVESTMENT RELATED; ADDRESS: 11516 MIRACLE HILLS DRIVE, SUITE 100, OMAHA, NE 68154; BUSINESS: INSURANCE BROKERAGE FIRM; TITLE: SENIOR VICE PRESIDENT; START DATE: 2/1992; 160 HOURS/MONTH; 160 HOURS/MONTH DURING BUSINESS HOURS; DUTIES: EXECUTIVE COMPENSATION CONSULTING. 3) HUB INVESTMENT ADVISORS, INC.; INVESTMENT RELATED; ADDRESS: 11516 MIRACLE HILLS DRIVE, SUITE 100, OMAHA, NE 68154; BUSINESS: REGISTERED INVESTMENT ADVISOR; TITLE: INVESTMENT ADVISOR; START DATE: 7/2012; 2 HOURS/MONTH; 2 HOURS/MONTH DURING BUSINESS HOURS; DUTIES: ENTITY IS MY REGISTERED INVESTMENT ADVISOR, INVESTMENT CONSULTING. 4) VON RIESEN FARMS; NOT INVESTMENT-RELATED; ADDRESS: 312 NORTH 96TH STREET, OMAHA, NE 68114; BUSINESS: FARM RENTAL; TITLE/POSITION: OWNER; START DATE: 8/2019; 2 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; DUTIES: GENERAL MANAGEMENT OR FARM RENTAL. 5) HUB INTERNATIONAL INVESTMENT SERVICES, INC.; INVESTMENT RELATED; ADDRESS: 9200 WARD PARKWAY, SUITE 500, KANSAS CITY, MO 64114; BUSINESS: ACCOMIDATION BROKER-DEALER; TITLE: REGISTERED REPRESENTATIVE; START DATE: 9/2022; 0 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; DUTIES: ENTITY IS MY ACCOMIDATION BROKER-DEALER. 6) POWER OF ATTORNEY FOR MOTHER-IN-LAW, SALLY BEKINS; 312 N 96TH ST, OMAHA NE 68114; POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER; INVESTMENT RELATED; AGENT; AGENT UNDER POWER OF ATTORNEY; 11/26/2019; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Von Riesen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2012 - Present
HUB INVESTMENT ADVISORS, INC
Office #1: 11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154RIA
CRD#: 164600
Omaha, NE
Current
September 27, 2000 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 11516 Miracle Hills Drive Suite 100, Omaha, NE 68154RIA
BD
CRD#: 43285
Omaha, NE
Current
September 8, 2022 - Present
HUB INTERNATIONAL INVESTMENT SERVICES INC.
Office #1: 9200 Ward Parkway, Suite 500, Kansas City, MO 64114BD
CRD#: 150252
Kansas City, MO
Past
December 11, 2000 - October 2, 2012
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
OMAHA, NE
Past
July 23, 1992 - September 29, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HUB INVESTMENT ADVISORS, INC
HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
RIA
Registered Investment Advisory firm - (7/20/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/13/2021)
RR
Colorado(7/17/2002)
RR
Iowa(9/27/2000)
RR
Kansas(9/27/2000)
RR
Minnesota(9/27/2000)
RR
Missouri(10/6/2000)
RR
Nebraska(9/27/2000)
IAR
Nebraska(8/22/2012)
RR
New York(1/12/2007)
RR
South Dakota(8/3/2006)
RR
Texas(9/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HI
HUB INVESTMENT ADVISORS, INC
HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
RIA
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Contact information
Main Address
11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154
Mailing Address
Phone number
(402) 964-5400
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 529 |
| AUM (Assets Under Management) | $ 2,073,694,709 |
Red Flags
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Company Information
HUB INVESTMENT ADVISORS, INC
CRD#: 164600Omaha, NE 68154TRUST BUT VERIFY
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Contact information
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