Tomer M. Yuzary
Professional summary
Tomer Matthew Yuzary was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tomer is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Tomer had worked at 10 firms, which includes J. P. GIBBONS & CO. INC., DOMINARI SECURITIES LLC, ISLAND SECURITIES INC., THE HIGHLAND CAPITAL GROUP INC., VISION INVESTMENT GROUP INC., GAINEY FINANCIAL SERVICES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, JOSEPHTHAL & CO. INC., CHATFIELD DEAN & CO. INC., LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1996 - July 31, 2000
J. P. GIBBONS & CO., INC.
August 29, 1995 - May 29, 1996
DOMINARI SECURITIES LLC
March 23, 1995 - August 2, 1995
ISLAND SECURITIES, INC.
November 3, 1994 - January 13, 1995
THE HIGHLAND CAPITAL GROUP, INC.
October 7, 1994 - October 20, 1994
VISION INVESTMENT GROUP, INC.
May 25, 1994 - June 16, 1994
GAINEY FINANCIAL SERVICES, INC.
October 19, 1993 - June 17, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 23, 1993 - November 11, 1993
JOSEPHTHAL & CO., INC.
October 30, 1992 - April 26, 1993
CHATFIELD DEAN & CO., INC.
September 10, 1992 - October 9, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. P. GIBBONS & CO., INC.
CRD#: 38850 / SEC#: , 8-48433
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A.F. FAMILY LIMITED PARTNERSHIP | SHAREHOLDER | |
| JAM FAMILY LIMITED PARTNERSHIP | SHAREHOLDER | |
| AVILES, ALBERTO JOHN JR | CHIEF COMPLIANCE OFFICER / OPERATIONS OFFICER | 2836015 |
| BIENENSTOCK, ALEXANDER | FINOP, ASST DIRECTOR OF COMPLIANCE, VICE PRESIDENT | 3148327 |
| GIBBONS, FOSTER J | PRESIDENT, GENERAL COUNSEL | 2766670 |
| PAK, IOSIF | MANAGING DIRECTOR | 2603433 |
| SWAN, EARL JOHN III | SALES MANAGER | 440677 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 17 |
Red Flags
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