Wesley E. Godwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Edward Godwin was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 1970. Wesley had worked at 6 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2007 - November 12, 2012
PROFESSIONAL ADVISORY RESOURCES, LLC
June 13, 1985 - September 17, 2012
PPA INVESTMENTS, INC.
May 8, 1985 - May 30, 1985
PPA INVESTMENTS, INC.
October 25, 1977 - June 4, 1985
WZW FINANCIAL SERVICES, INC.
May 3, 1977 - November 18, 1977
INTEGRATED RESOURCES EQUITY CORPORATION
March 22, 1973 - May 25, 1977
ETI INVESTMENT CORPORATION
July 20, 1970 - May 30, 1973
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/15/1970
Registered Representative ExaminationCurrent Firm
PROFESSIONAL ADVISORY RESOURCES, LLC
CRD#: 119236 / SEC#: 801-63537
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.