Lloyd O. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lloyd Oscar Johnson JR, who also goes by Lloyd O. Johnson Jr., was a registered financial professional .
Lloyd is a previously registered financial professional and started their career in finance in 1992. Lloyd had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2010 - December 31, 2013
HAZARD & SIEGEL, INC.
October 5, 2006 - August 6, 2010
FORTUNE FINANCIAL SERVICES, INC.
October 27, 2005 - October 10, 2006
CETERA WEALTH SERVICES, LLC
October 24, 2005 - October 10, 2006
CETERA WEALTH SERVICES, LLC
June 23, 2003 - December 31, 2005
BLUE VASE SECURITIES, LLC
September 25, 2002 - October 24, 2005
BLUE VASE SECURITIES, LLC
January 25, 1995 - October 3, 2002
INVESTORS CAPITAL CORP.
June 26, 1992 - January 24, 1995
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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