MM
Michael J. Marshall
CAPITAL ANALYSTS
Braintree, MA 02184
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CRD#: 2235106
MM
Professional summary
Michael Joseph Marshall SR, who also goes by Michael Joseph Marshall, is a registered financial advisor currently at CAPITAL ANALYSTS located in Braintree, Massachusetts and LINCOLN INVESTMENT located in Norwell, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Joseph Marshall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLIFFORD H MARSHALL FOUNDATION POSITION: PRESIDENT NATURE: CHARITABLE FOUNDATION INVESTMENT RELATED: NO NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 0 START DATE: 02/01/1997 ADDRESS: 107 GROVELAND AVE, WEYMOUTH MA 02190 DESCRIPTION: FUNDRAISING FOR CLIFFORD MARSHALL ELEMENTARY SCHOOL MICHAEL J MARSHALL POSITION: Sales Rep NATURE: Fixed Life & Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/15/1992 ADDRESS: 35 Braintree Hill Office Park, Suite 204, Braintree MA 02184 DESCRIPTION: Insurance product sales MICHAEL J MARSHALL POSITION: I own the property at 1152 Main Street, Hanover MA. 02339 NATURE: real estate rental 4 units INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2017 ADDRESS: 1152 Main Street, Hanover MA 02339, United States DESCRIPTION: I WILL COLLECT RENTS AND MAKE SURE THE TENANTS ARE HAPPY SO THEY PAY THE RENT TRIPLE V INC., DBA MARSHALL WEALTH MANAGEMENT POSITION: President NATURE: Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 50 START DATE: 01/13/1993 ADDRESS: 52 Accord Park Dr, Norwell MA 02061, United States DESCRIPTION: President and Founder ALUMNI BAR & GRILL POSITION: part owner 25% silent partner NATURE: bar & grill INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2024 ADDRESS: 836 Washington Street, Weymouth MA 02189, United States DESCRIPTION: I have no official duties....silent partner to who runs the place now. I bought 25% of the business.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Marshall SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2013 - Present
CAPITAL ANALYSTS
Office #1: 35 Braintree Hill Office Park - Ste 204, Braintree, MA 02184RIA
CRD#: 162200
Braintree, MA
Current
June 1, 2012 - Present
LINCOLN INVESTMENT
Office #1: 52 Accord Park Dr, Norwell, MA 02061RIA
BD
CRD#: 519
Norwell, MA
Past
October 20, 1999 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
QUINCY, MA
Past
March 15, 1994 - October 15, 1999
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
June 26, 1992 - March 15, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 26, 1992 - March 15, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/1/2012)
RR
Colorado(6/1/2012)
RR
Connecticut(6/1/2012)
RR
Florida(6/2/2012)
RR
Illinois(1/2/2024)
RR
Maine(6/1/2012)
RR
Massachusetts(6/1/2012)
IAR
Massachusetts(1/29/2013)
RR
Nevada(6/1/2012)
RR
New Hampshire(6/1/2012)
RR
New Jersey(6/1/2012)
RR
New York(11/12/2014)
RR
North Carolina(6/1/2012)
RR
Ohio(5/9/2014)
RR
Pennsylvania(6/1/2012)
RR
Rhode Island(6/1/2012)
RR
South Carolina(1/3/2022)
RR
Tennessee(4/6/2023)
RR
Vermont(1/23/2020)
RR
Virginia(6/1/2012)
RR
West Virginia(6/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL ANALYSTS
CRD#: 162200Braintree, MA 02184TRUST BUT VERIFY
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