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AL

Aaron S. Lewitinn

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CRD#: 2235030
AL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aaron Saul Lewitinn, who also goes by Aaron S Lewitinn, Max Lewitinn, was a registered financial professional .

Aaron is a previously registered financial professional and started their career in finance in 1993. Aaron had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Aaron S Lewitinn | Max Lewitinn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 14, 2024 - December 31, 2025

FIRST HAND FINANCIAL LLC

RIA
CRD#: 331894
NEW YORK, NY
Past

August 4, 2022 - December 31, 2022

FIRST HAND FINANCIAL LLC

RIA
CRD#: 318111
NEW YORK, NY
Past

August 28, 2009 - December 24, 2009

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
NEW YORK, NY
Past

July 13, 2009 - August 26, 2009

VISION BROKERAGE SERVICES, LLC

BD
CRD#: 47927
NEW YORK, NY
Past

November 19, 2007 - October 20, 2008

INVESTACORP, INC.

BD
CRD#: 7684
STATEN ISLAND, NY
Past

May 27, 2005 - August 29, 2007

BRILL SECURITIES, INC.

BD
CRD#: 18565
NEW YORK, NY
Past

December 9, 2003 - May 31, 2005

FIRST HUDSON FINANCIAL GROUP, INC.

BD
CRD#: 32926
NEW YORK, NY
Past

June 20, 2001 - December 19, 2003

BERRY-SHINO SECURITIES, INC.

BD
CRD#: 38098
SCOTTSDALE, AZ
Past

October 25, 2000 - February 5, 2001

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

October 13, 1999 - September 11, 2000

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
WOODSTOCK, GA
Past

March 11, 1998 - January 19, 1999

U.S. SECURITIES & FUTURES CORP.

BD
CRD#: 36045
NEW YORK, NY
Past

May 9, 1997 - February 2, 1998

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

June 5, 1995 - May 2, 1997

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

August 27, 1993 - December 22, 1994

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

August 11, 1993 - September 1, 1993

TRIPP & CO., INC.

BD
CRD#: 6967
NEW YORK, NY
Past

July 2, 1993 - July 28, 1993

SOUTH RICHMOND SECURITIES, INC.

BD
CRD#: 14913
Past

May 7, 1993 - May 7, 1993

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
NEW YORK, NY
Past

April 5, 1993 - April 27, 1993

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/13/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FH
FIRST HAND FINANCIAL LLC
FIRST HAND FINANCIAL LLC

CRD#: 331894 / SEC#:

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Contact information


Main Address
New York, NY
Mailing Address
Phone number
(516) 998-5322
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST HAND FINANCIAL LLC

CRD#: 331894

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