Dean A. Godown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Allen Godown was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1968. Dean had worked at 3 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1994 - November 17, 2014
NIGHT OWL CAPITAL MANAGEMENT, LLC
February 18, 1976 - February 4, 1994
FIRST MANHATTAN SECURITIES LLC
April 16, 1968 - April 15, 1976
G A SAXTON & COMPANY
Primary Firm SEC Registration
NIGHT OWL CAPITAL MANAGEMENT, LLC
CRD#: 106030 / SEC#: 801-45362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/12/1968
Registered Representative ExaminationCurrent Firm
NIGHT OWL CAPITAL MANAGEMENT, LLC
CRD#: 106030 / SEC#: 801-45362
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 314 |
| AUM (Assets Under Management) | $ 865,800,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
