Garry Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garry Jensen was a registered financial professional .
Garry is a previously registered financial professional and started their career in finance in 1995. Garry had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 82TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2017 - June 22, 2020
ICAPITAL MARKETS LLC
January 28, 2014 - April 12, 2017
ICAPITAL MARKETS LLC
April 9, 2009 - February 17, 2012
BARCLAYS CAPITAL INC.
March 9, 2009 - February 17, 2012
BARCLAYS CAPITAL INC.
April 3, 2006 - March 7, 2007
LEHMAN BROTHERS INC.
August 16, 2000 - March 18, 2002
LEHMAN BROTHERS INC.
June 12, 1996 - June 21, 2000
CREDIT SUISSE SECURITIES (USA) LLC
May 8, 1995 - May 7, 1996
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/8/2022
General Securities Representative ExaminationSeries 82TO
Date: 7/8/2022
Limited Representative-Private Securities OfferingsCurrent Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
