Michael A. Manis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Manis was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2011 - April 18, 2012
ESSEX NATIONAL SECURITIES, LLC
January 16, 2007 - October 31, 2011
CHASE INVESTMENT SERVICES CORP.
October 20, 2004 - August 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 7, 2004 - October 20, 2004
QUICK & REILLY, INC.
June 7, 2002 - September 24, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 6, 1998 - November 20, 2001
SIGNATOR INVESTORS, INC.
February 26, 1996 - February 10, 1998
GUARDIAN INVESTOR SERVICES LLC
November 27, 1992 - February 6, 1996
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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