Richard A. Fletcher
Professional summary
Richard Alan Fletcher, CFP®, who also goes by Rick Fletcher, is a registered financial advisor currently at THE KELLY GROUP located in Bel Air, Maryland.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Alan Fletcher's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
October 21, 2020 - Present
THE KELLY GROUP
Office #1: 48 East Gordon Street, Bel Air, MD 21014August 1, 2018 - October 21, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 1, 2018 - October 21, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 22, 2016 - June 5, 2018
RETIREONE INVESTMENT SERVICES, LLC
November 9, 2012 - June 5, 2018
EDELMAN FINANCIAL SERVICES, LLC
November 9, 2012 - April 22, 2016
SANDERS MORRIS LLC
June 12, 1998 - October 24, 2012
STRATEGIC ADVISERS LLC
January 12, 1996 - October 23, 2012
FIDELITY BROKERAGE SERVICES LLC
May 17, 1995 - December 12, 1995
ALLFIRST BROKERAGE CORPORATION
January 14, 1994 - April 28, 1995
IFG NETWORK SECURITIES, INC.
June 29, 1992 - January 18, 1994
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
THE KELLY GROUP
CRD#: 310140 / SEC#: 801-119450
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/21/2020)
(10/23/2020)
(10/21/2020)
(10/21/2020)
(2/1/2022)
Exams
Current Firm
THE KELLY GROUP
CRD#: 310140 / SEC#: 801-119450
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,936 |
| AUM (Assets Under Management) | $ 953,228,816 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE KELLY GROUP
CRD#: 310140Bel Air, MD 21014TRUST BUT VERIFY
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