Akiva N. Feinsod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Akiva Noam Feinsod was a registered financial professional .
Akiva is a previously registered financial professional and started their career in finance in 1992. Akiva had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 1996 - August 24, 2015
SMH CAPITAL INVESTMENTS LLC
September 11, 1996 - December 4, 1996
CHURCHILL SECURITIES, INC.
June 25, 1993 - June 23, 1997
MERIT CAPITAL ASSOCIATES, INC.
June 29, 1992 - August 24, 1993
CHURCHILL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SMH CAPITAL INVESTMENTS LLC
CRD#: 24535 / SEC#: , 8-40904
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOYERS ORGANIZATION LLC | OWNER | |
| MOYERS, DWAYNE ALAN | CEO/CCO/FINOP | 1850654 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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