Kristen M. Komer
Professional summary
Kristen Marie Komer is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 1993. Kristen has worked at 9 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristen Marie Komer's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2024 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416December 19, 2017 - December 31, 2020
MML DISTRIBUTORS, LLC
December 9, 2013 - October 15, 2015
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 21, 2006 - October 28, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
January 28, 2003 - January 3, 2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
October 31, 2000 - January 14, 2002
BOFA DISTRIBUTORS, INC.
May 2, 2000 - November 2, 2000
MANUFACTURERS SECURITIES SERVICES, LLC
May 13, 1997 - September 24, 1999
NEW ENGLAND SECURITIES
January 4, 1993 - January 14, 1997
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
