Horace D. Usry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Horace Darnell Usry, who also goes by Horace Darnell Usry Jr, was a registered financial professional .
Horace is a previously registered financial professional and started their career in finance in 1992. Horace had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2011 - March 13, 2012
LYNX CAPITAL, LLC
February 9, 2010 - April 15, 2011
ANDERSON & STRUDWICK, INCORPORATED
February 4, 2009 - February 12, 2010
CHAPIN, DAVIS
August 14, 2000 - February 26, 2007
FERRIS, BAKER WATTS, LLC
February 10, 1994 - July 6, 2000
J.C. BRADFORD & CO.
June 3, 1992 - February 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LYNX CAPITAL, LLC
CRD#: 137178 / SEC#: , 8-67068
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTZ, THEODORE JOHN | PRESIDENT/CCO | 2333618 |
| MORGAN, WILLIAM ARTHUR | FINOP |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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