TM

Todd M. Millman

BUTLER CAPITAL PARTNERS
OLD WESTBURY, NY
Some features on this profile are disabled
CRD#: 2234367
TM

Professional summary


Todd Michael Millman is a registered financial professional currently at BUTLER CAPITAL PARTNERS located in Old Westbury, New York.

Todd is registered as a RR (Registered Representative) and started their career in finance in 1992. Todd has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Todd Michael Millman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 22, 2018 - Present

BUTLER CAPITAL PARTNERS

BD
CRD#: 114242
OLD WESTBURY, NY
Past

October 3, 2012 - December 14, 2016

GUGGENHEIM INVESTMENT ADVISORS, LLC

RIA
CRD#: 108263
CHICAGO, IL
Past

June 23, 2011 - December 14, 2016

GUGGENHEIM INVESTOR SERVICES, LLC

BD
CRD#: 30096
CHICAGO, IL
Past

November 29, 2007 - May 3, 2011

BUTLER CAPITAL PARTNERS

BD
CRD#: 114242
OYSTER BAY, NY
Past

October 4, 2005 - July 27, 2007

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
CHICAGO, IL
Past

January 4, 2001 - August 26, 2005

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

October 21, 1997 - December 8, 2000

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
NEW YORK, NY
Past

September 12, 1995 - October 3, 1997

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

June 29, 1992 - August 24, 1995

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 3/24/2008
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BC
BUTLER CAPITAL PARTNERS
BUTLER CAPITAL INVESTMENTS, LLC | NORTH CREEK BUTLER | BUTLER CAPITAL PARTNERS

CRD#: 114242 / SEC#: , 8-53413

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
326 Centre Island Road, Oyster Bay, NY 11771
Mailing Address
Po Box 1358, Bayville, NY 11709
Phone number
(516) 333-2100
Established
New York since 04/16/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
BUTLER, R ALAN JRMANAGING MEMBER1049661
KEMPER, ANTOINE CLAUDE JRCOO1395246
KLICK, ANDREW SCOTTCHIEF COMPLIANCE OFFICER2186884
RIP, OLGAFINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)/CHIEF FINANCIAL OFFICER (CFO)5440553

Red Flags


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Company Information


BUTLER CAPITAL PARTNERS

CRD#: 114242Old Westbury, NY

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