Edward J. Hanrahan
Professional summary
Edward James Hanrahan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Edward had worked at 7 firms, which includes THE LEADERS GROUP INC., LIFEMARK SECURITIES CORP., TRANSAMERICA FINANCIAL ADVISORS LLC, AMERICAN GENERAL SECURITIES INCORPORATED, USLIFE EQUITY SALES CORP., NORTH AMERICAN MANAGEMENT INC., 1717 CAPITAL MANAGEMENT COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2006 - November 26, 2010
THE LEADERS GROUP, INC.
December 12, 2000 - October 26, 2006
LIFEMARK SECURITIES CORP.
April 28, 1999 - December 11, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 1, 1997 - September 5, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
January 3, 1997 - October 1, 1997
USLIFE EQUITY SALES CORP.
June 16, 1993 - December 31, 1994
NORTH AMERICAN MANAGEMENT, INC.
July 7, 1992 - May 4, 1993
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
