Richard A. Bielecki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Allen Bielecki, who also goes by Rich Bielecki, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2021 - August 23, 2024
PNC WEALTH MANAGEMENT LLC
April 15, 2021 - August 23, 2024
PNC WEALTH MANAGEMENT LLC
February 17, 2020 - April 26, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
February 14, 2020 - April 26, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
March 6, 2018 - November 14, 2019
BMO HARRIS FINANCIAL ADVISORS, INC.
March 6, 2018 - November 14, 2019
BMO HARRIS FINANCIAL ADVISORS, INC.
December 2, 2015 - March 1, 2018
WELLS FARGO CLEARING SERVICES, LLC
December 2, 2015 - March 1, 2018
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - December 8, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 8, 2015
J.P. MORGAN SECURITIES LLC
June 26, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 26, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 23, 2007 - June 19, 2012
KEY INVESTMENT SERVICES LLC
March 23, 2007 - June 19, 2012
KEY INVESTMENT SERVICES LLC
May 18, 2005 - March 19, 2007
THE HUNTINGTON INVESTMENT COMPANY
May 18, 2005 - March 19, 2007
THE HUNTINGTON INVESTMENT COMPANY
January 6, 2003 - May 18, 2005
NATCITY INVESTMENTS, INC.
January 3, 2003 - May 18, 2005
NATCITY INVESTMENTS, INC.
October 5, 2001 - January 9, 2003
FIFTH THIRD SECURITIES, INC.
June 5, 1998 - September 27, 2001
BANC ONE SECURITIES CORPORATION
August 5, 1993 - May 20, 1998
BANC ONE SECURITIES CORPORATION
May 29, 1992 - August 5, 1993
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
