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Darren K. Conklin

CONKLIN FINANCIAL MANAGEMENT
Battle Creek, MI
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CRD#: 2233968
DC

Professional summary


Darren Keith Conklin, CFP®, ChFC®, CLU®, who also goes by Darren K Conklin, is a registered financial advisor currently at CONKLIN FINANCIAL MANAGEMENT, LLC located in Battle Creek, Michigan.

Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Darren has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Darren K Conklin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WAUBASCON 1, LLC START DATE: 04/01/2019 LOCATION: 25 CAPITAL AVE SW, BATTLE CREEK, MI, 49017 HOURS PER MONTH: 0 HOURS DURING TRADING: 2 OWNER OF COMMERCIAL BUILDING LEASED TO JIMMY JOHNS INDEPENDENT LICENSED INSURANCE AGENT ISSUE DATE: 05/23/1991 LOCATION: BATTLE CREEK, MI HOURS PER MONTH: 0 HOURS DURING TRADING: 0 MAINTAIN INSURANCE LICENSE BUT NOT AFFILIATED WITH AN AGENCY. ONLY COMPENSATION RECEIVED IS $200/YR IN TRAIL COMMISSIONS ON OLD POLICIES.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Darren Keith Conklin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2021

Experience


Current

April 13, 2017 - Present

CONKLIN FINANCIAL MANAGEMENT, LLC

RIA
CRD#: 287948
Battle Creek, MI
Past

August 5, 2014 - February 22, 2016

EDWARD JONES

RIA
CRD#: 250
PLAINWELL, MI
Past

May 13, 2014 - February 22, 2016

EDWARD JONES

BD
CRD#: 250
PLAINWELL, MI
Past

January 31, 2000 - September 10, 2001

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

January 6, 1999 - January 6, 2000

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

March 21, 1996 - December 31, 1998

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

August 15, 1994 - March 25, 1996

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA
Past

August 14, 1992 - August 15, 1994

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(4/13/2017)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/6/2014
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CF
CONKLIN FINANCIAL MANAGEMENT, LLC
CONKLIN FINANCIAL MANAGEMENT, LLC

CRD#: 287948 / SEC#:

Michigan
Registered Investment Advisory firm - (4/13/2017 Approved)
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Contact information


Main Address
South Boardman, MI
Mailing Address
Phone number
(231) 498-3434
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts13
AUM (Assets Under Management)$ 1,253,830

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CONKLIN FINANCIAL MANAGEMENT, LLC

CRD#: 287948Battle Creek, MI

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