Ronald Jackson
Professional summary
Ronald Jackson is a registered financial professional currently at NYLIFE SECURITIES LLC located in Dayton, Ohio.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1992. Ronald has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Jackson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2013 - Present
NYLIFE SECURITIES LLC
January 8, 2008 - December 31, 2008
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
April 12, 2004 - January 8, 2008
EQUITABLE ADVISORS, LLC
April 8, 2004 - January 8, 2008
EQUITABLE ADVISORS, LLC
September 2, 2003 - April 5, 2004
KEYBANC CAPITAL MARKETS INC.
February 20, 2003 - April 5, 2004
KEYBANC CAPITAL MARKETS INC.
January 14, 2002 - February 27, 2003
WALL STREET FINANCIAL GROUP, INC.
May 17, 2000 - July 26, 2001
IDS LIFE INSURANCE COMPANY
May 17, 2000 - July 26, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
January 18, 1995 - September 12, 1995
ESSEX NATIONAL SECURITIES, LLC
June 12, 1992 - September 20, 1994
ESSEX NATIONAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2013)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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