Daniel M. Mcdonough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel M Mcdonough was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - May 8, 2012
GARTMORE DISTRIBUTION SERVICES, INC.
June 30, 2005 - May 31, 2017
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
January 12, 2004 - April 12, 2004
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
January 22, 2002 - September 22, 2003
LEND LEASE CAPITAL MARKETS, INC.
January 25, 1993 - December 17, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARTMORE DISTRIBUTION SERVICES, INC.
CRD#: 143032 / SEC#: , 8-67523
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARTMORE US HOLDING COMPANY, INC. | SHAREHOLDER | |
| CETERA, CAROLYN MARGARET | CHIEF COMPLIANCE OFFICER | 5484249 |
| DENYER, DOUGLAS GEORGE | DIRECTOR | 4045640 |
| GOLDEN, CHRISTOPHER MARK | SECRETARY | |
| MCDONOUGH, DANIEL M | PRESIDENT, SUPERVISORY PRINCIPAL | 2233896 |
| O'BRIEN, JAMES GERARD | DIRECTOR | |
| SKINNER, MARTIN ROBERT | FINOP; CHIEF FINANCIAL OFFICER | 5287522 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
