Brittain E. Prigge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittain Ellis Prigge, who also goes by Susannah B. Ellis, Susannah Brittain Ellis, S. Brittain Ellis Prigge, was a registered financial professional .
Brittain is a previously registered financial professional and started their career in finance in 1992. Brittain had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2016 - March 27, 2025
BALENTINE
May 31, 2005 - November 13, 2009
WILMINGTON BROKERAGE SERVICES COMPANY
February 19, 2002 - January 14, 2008
WILMINGTON TRUST INVESTMENT MANAGEMENT
April 25, 1994 - May 31, 2005
WILMINGTON TRUST INVESTMENT MANAGEMENT
May 6, 1992 - February 17, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BALENTINE
CRD#: 152511 / SEC#: 801-70910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALENTINE
CRD#: 152511 / SEC#: 801-70910
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,796 |
| AUM (Assets Under Management) | $ 5,295,516,500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
