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VL

Vincent A. Lenarcic

Some features on this profile are disabled
CRD#: 2233596
VL

Professional summary

Vincent Anthony Lenarcic JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Vincent is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Vincent had worked at 1 firm, which includes J.C. BRADFORD & CO..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 21, 1992 - January 25, 1994

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/22/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/1992
General Securities Representative Examination

Current Firm

JB
J.C. BRADFORD & CO.
J.C. BRADFORD & CO. | J.C. BRADFORD & CO., L.L.C.

CRD#: 1287 / SEC#: , 8-3953

BD
Terminated by SEC on 11/05/2002
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
Tennessee since 05/20/1927
Firm type
Limited Liability Company
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
UBS AMERICAS INC.HOLDING COMPANY
DOLAN, REGINA ANNDIRECTOR2294801
FRIMMEL, DIANECOO2053020
SILVER, ROBERT HILLELPRESIDENT2053021
SIPES, JAMES RICHARDCEO425355

Disclosures

Regulatory Event35
Civil Event2
Arbitration7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J.C. BRADFORD & CO.

CRD#: 1287

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