John J. Regan

PERMCAP INVESTMENT OFFICE

CHARLESTON, SC 29401

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CRD#: 2233515

Professional summary

John James Regan is a registered financial advisor currently at PERMCAP INVESTMENT OFFICE located in Charleston, South Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John James Regan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2021 - Present

PERMCAP INVESTMENT OFFICE

Office #1: 10 Gillon Street, Charleston, SC 29401

RIA

CRD#: 157476

CHARLESTON, SC

Past

May 7, 1998 - November 10, 2000

ROBERT FLEMING INC.

CRD#: 1711

NEW YORK, NY

Past

August 6, 1996 - September 13, 1996

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERMCAP INVESTMENT OFFICE

PERMANENS CAPITAL ADVISORS, L.P. | STEEPLE CAPITAL, L.P. | PERMCAP INVESTMENT OFFICE | PERMANENS CAPITAL L.P.

CRD#: 157476 / SEC#: 801-72416

RIA

Registered Investment Advisory firm - (6/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 8/5/1996

General Securities Representative Examination

Current Firm

PERMCAP INVESTMENT OFFICE

PERMANENS CAPITAL ADVISORS, L.P. | STEEPLE CAPITAL, L.P. | PERMCAP INVESTMENT OFFICE | PERMANENS CAPITAL L.P.

CRD#: 157476 / SEC#: 801-72416

RIA

Registered Investment Advisory firm - (6/13/2011 Approved)

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Contact information

Main Address

10 Gillon Street, Charleston, SC 29401

Mailing Address

Phone number

(843) 882-7950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERMANENS CAPITAL L.P. FORM ADV PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 4,932,477,414

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/04/2025	Cover Page	Report
09/26/2024	Cover Page	Report
11/02/2023	Cover Page	Report
12/05/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John J. Regan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John James Regan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERMCAP INVESTMENT OFFICE

ROBERT FLEMING INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

PERMCAP INVESTMENT OFFICE

State Registrations and Notice Filings

Exams

Series 7

Date: 8/5/1996

Current Firm

PERMCAP INVESTMENT OFFICE

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERMCAP INVESTMENT OFFICE

TRUST BUT VERIFY

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