Drew J. Doscher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Jude Doscher, who also goes by Drew J Doscher, was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 1992. Drew had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2021 - September 21, 2021
TIGRESS FINANCIAL PARTNERS, LLC
March 17, 2020 - March 2, 2023
STONEX FINANCIAL INC.
January 11, 2017 - January 8, 2020
BTIG, LLC
November 6, 2013 - January 27, 2016
JEFFERIES LLC
May 27, 2009 - January 11, 2013
SEAPORT GLOBAL SECURITIES LLC
May 8, 2006 - March 9, 2009
BARCLAYS CAPITAL INC.
March 9, 2001 - April 1, 2005
UBS SECURITIES LLC
January 18, 1996 - March 26, 2001
LEHMAN BROTHERS INC.
September 24, 1992 - December 22, 1995
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
Contact information
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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