Heidi Bakhash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Bakhash, who also goes by Heidi Cohen, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 1992. Heidi had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - November 21, 2019
FORTUNE FINANCIAL SERVICES, INC.
October 11, 2016 - May 16, 2018
MORGAN STANLEY
October 11, 2016 - May 16, 2018
MORGAN STANLEY
December 17, 2015 - July 1, 2016
MORGAN STANLEY
December 17, 2015 - July 1, 2016
MORGAN STANLEY
October 15, 2014 - June 29, 2015
MORGAN STANLEY
June 14, 2012 - June 24, 2014
MORGAN STANLEY
April 28, 2010 - May 2, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 2, 2001 - September 11, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 11, 1992 - January 25, 2001
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
