Paul L. Wilkin

SMI ADVISORY SERVICES

Columbus, IN 47203

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CRD#: 2233449

Professional summary

Paul Lance Wilkin, CFP® is a registered financial advisor currently at SMI ADVISORY SERVICES, LLC located in Columbus, Indiana.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Paul has worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Lance Wilkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 2, 2019 - Present

SMI ADVISORY SERVICES, LLC

Office #1: 4400 Ray Boll Blvd., Columbus, IN 47203

RIA

CRD#: 137872

Columbus, IN

Past

June 13, 2006 - March 30, 2011

HAMMOND ASSOCIATES, D/B/A MERCER INVESTMENT CONSULTING

RIA

CRD#: 106845

ST. LOUIS, MO

Past

December 15, 1993 - May 8, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 15, 1993 - May 8, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 5, 1992 - August 24, 1993

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMI ADVISORY SERVICES, LLC

SMI ADVISORY SERVICES, LLC | SMI PRIVATE CLIENT

CRD#: 137872 / SEC#: 801-64882

RIA

Registered Investment Advisory firm - (11/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/9/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/22/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/4/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SMI ADVISORY SERVICES, LLC

SMI ADVISORY SERVICES, LLC | SMI PRIVATE CLIENT

CRD#: 137872 / SEC#: 801-64882

RIA

Registered Investment Advisory firm - (11/15/2005 Approved)

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Contact information

Main Address

4400 Ray Boll Blvd., Columbus, IN 47203

Mailing Address

Phone number

(800) 796-4975

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2B - BROCHURE SUPPLEMENT (10/28/2025)

PART 2A - WRAP BROCHURE (1/10/2025)

PART 2A - FIRM BROCHURE (1/10/2025)

Regulatory assets under management

Total Number of Accounts	995
AUM (Assets Under Management)	$ 840,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul L. Wilkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Lance Wilkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMMOND ASSOCIATES, D/B/A MERCER INVESTMENT CONSULTING

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

TITAN/VALUE EQUITIES GROUP, INC.

Primary Firm SEC Registration

SMI ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/10/1995

Series 3

Date: 2/9/2013

Series 7

Date: 12/22/1993

Series 6

Date: 5/4/1992

Current Firm

SMI ADVISORY SERVICES, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMI ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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