DT
David J. Turner
HOLMES & TURNER FINANCIAL SERVICES
DENVER, CO 80202
Some features on this profile are disabled
CRD#: 2233405
DT
Professional summary
David John Turner is a registered financial advisor currently at HOLMES & TURNER FINANCIAL SERVICES, INC. located in Denver, Colorado and APOLLON WEALTH MANAGEMENT, LLC located in San Juan, .
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOLMES AND TURNER FINANCIAL SERVICES /1283 N. 14TH AVE. SUITE 201 BOZEMAN, MT 59715 / PROMOTER FOR FINANCIAL ADVISORY SERVICES / SECURITIES RELATED: Y/ DUTIES: President and Chief Compliance Officer /10 HOURS A WEEK DEVOTED DURING TRADING HOURS 2)RDE RANCHERS / P.O. BOX 350 CLYDE PARK MT. 59715/ MEMBER / 2 HOURS PER MONTH/ HOURS DEVOTED DURING TRADING HOURS: 0/ SECURITIES RELATED: NO/ 1997
CRS (Client Relationship Summary) - RIA
Click below to view David John Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1999 - Present
HOLMES & TURNER FINANCIAL SERVICES, INC.
Office #1: 1401 17th Street Suite 850, Denver, CO 80202RIA
CRD#: 113553
DENVER, CO
Current
February 16, 2021 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 151 Calle De San Francisco Suite 200, Pmb 5577, San Juan, PR 00901RIA
CRD#: 291902
San Juan, PR
Past
May 23, 2003 - November 27, 2013
HANSON FINANCIAL, LLC
RIA
CRD#: 125189
DENVER, CO
Past
April 19, 2002 - December 31, 2020
CASCADE FINANCIAL MANAGEMENT, INC.
BD
CRD#: 119030
DENVER, CO
Past
April 11, 2002 - February 12, 2021
CASCADE FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 119030
DENVER, CO
Past
September 15, 1998 - May 10, 2002
CASCADE INVESTMENT GROUP, INC.
BD
CRD#: 35844
COLORADO SPRINGS, CO
Past
June 25, 1992 - October 9, 1998
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/16/2021)
IAR
Montana(1/1/1999)
IAR
Puerto Rico(11/17/2022)
IAR
Texas(11/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
