Kenneth L. Osiwala

MODERN WEALTH MANAGEMENT

Troy, MI 48085

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CRD#: 2233338

Professional summary

Kenneth Lawrence Osiwala, AIF® is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Troy, Michigan.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kenneth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Osiwala Properties, LLC., Start Date: 04/01/14, 990 E. South Blvd, Suite 100, Troy, MI 48085, Building Owner/Landlord, Not Investment Related, .5 hours per month, 0 hours per day during trading hours. 2. Independent Insurance Agent, Sole Proprietor, Start Date: 06/27/2017, 990 E South Blvd., Suite 100, Troy, MI 48085, Insurance Transactions, Insurance Agent, Not Investment Related, 1 hour per month, .25 hours per day during trading hours. 3. Modern Wealth Management, LLC., Start Date: 04/24/2023, 990 E South Blvd., Ste. 100, Troy, MI 48085, LLC, RIA, Managing Director, Managing Director in Troy MI office, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 4. Modern Wealth Holdings, LLC., Start Date: 04/01/2023, 990 E. South Blvd., Ste. 100, Troy, MI 48312, LLC, Insurance Agency, Insurance Agent, Recommend and sell Insurance Products, Not Investment Related, 1-5 Hours per month, 1-5 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lawrence Osiwala's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 27, 2023 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 990 E South Blvd., Suite 100, Troy, MI 48085

RIA

CRD#: 324624

Troy, MI

Past

July 14, 2017 - December 7, 2023

BARBER FINANCIAL GROUP

RIA

CRD#: 152043

Troy, MI

Past

July 10, 2017 - February 13, 2025

MUTUAL SECURITIES, INC.

CRD#: 13092

Troy, MI

Past

January 6, 2011 - December 14, 2017

OSIWALA FINANCIAL GROUP, LLC

RIA

CRD#: 124565

TROY, MI

Past

May 20, 2010 - June 26, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

Troy, MI

Past

May 4, 2007 - June 26, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

Troy, MI

Past

August 21, 2001 - May 7, 2007

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

MACOMB, MI

Past

May 27, 1997 - September 9, 1999

SICOR SECURITIES INC

CRD#: 16195

DAYTON, OH

Past

June 24, 1992 - May 1, 1997

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

FOUNTAIN HILLS, AZ

Past

May 5, 1992 - July 16, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/28/2023)

IAR

Texas
(4/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2008

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/3/2008

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/4/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/3/2004

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

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Contact information

Main Address

13550 W 95th St., Lenexa, KS 66227

Mailing Address

Phone number

(913) 393-1000

Established

Firm type

Fiscal year end

# of Employees

150

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18,823
AUM (Assets Under Management)	$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth L. Osiwala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lawrence Osiwala's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARBER FINANCIAL GROUP

MUTUAL SECURITIES, INC.

OSIWALA FINANCIAL GROUP, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

BROOKLIGHT PLACE SECURITIES, INC.

SICOR SECURITIES INC

BROOKLIGHT PLACE SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MODERN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2010

Series 63

Date: 6/21/1993

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2008

Series 22

Date: 11/3/2008

Series 6

Date: 5/4/1992

Series 26

Date: 5/3/2004

Current Firm

MODERN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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