Matthew J. Beaulieu
Professional summary
Matthew John Beaulieu was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Matthew had worked at 11 firms, which includes PLATINUM INVESTMENT CORP., ACUMENT SECURITIES INC., STERLING FINANCIAL INVESTMENT GROUP INC., SUNPOINT SECURITIES INC., THE CAMELOT GROUP INC., NATIONWIDE SECURITIES CORPORATION, NORTHEAST SECURITIES LLC, BG CAPITAL INC., VISION INVESTMENT GROUP INC., MATHEWS HOLMQUIST & ASSOCIATES INC., H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2001 - August 14, 2002
PLATINUM INVESTMENT CORP.
July 13, 2000 - May 30, 2001
ACUMENT SECURITIES, INC.
December 10, 1999 - July 7, 2000
STERLING FINANCIAL INVESTMENT GROUP, INC.
July 22, 1998 - November 19, 1999
SUNPOINT SECURITIES, INC.
May 31, 1996 - June 22, 1998
THE CAMELOT GROUP, INC.
June 9, 1995 - April 30, 1996
NATIONWIDE SECURITIES CORPORATION
February 21, 1995 - June 8, 1995
NORTHEAST SECURITIES, LLC
January 3, 1995 - January 25, 1995
BG CAPITAL, INC.
November 25, 1994 - December 31, 1994
BG CAPITAL, INC.
April 11, 1994 - November 18, 1994
VISION INVESTMENT GROUP, INC.
March 2, 1993 - April 12, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
May 21, 1992 - October 21, 1992
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLATINUM INVESTMENT CORP.
CRD#: 107211 / SEC#: , 8-53034
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RDC, INC. | OWNER/SHAREHOLDER | |
| ANTONUCCI, DOMINIC | PRESIDENT/SROP/CROP | 3215807 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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