Scott E. Tabor
TMB CAPITAL PARTNERS | Managing Director
LITTLE ROCK, AR 72202
Some features on this profile are disabled
CRD#: 2233071
Professional summary
Scott Edward Tabor is a registered financial advisor currently at TMB CAPITAL PARTNERS, LLC located in Little Rock, Arkansas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Scott has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Financial planning
Executive services/Equity comp...
Trading individual securities
Philanthropic services
Institutional consulting
Insurance
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Not investment-related; 2226 Cottondale Lane, STE 110, Little Rock, AR, 72202; Insurance sales; Implementation of insurance recommendations; 16 hours per month, 0 during trading hours. 2) Central Acquisitions; Not investment-related;12620 Lawson Rd, Little Rock, AR 72210; Termite and Pest Business; Co-owner; 07/01/2003; 1 hour per month; 0 during trading hours; Co-owner and shareholder 3) Cottondale Lane River LLC; Not investment-related; 2226 Cottondale Lane Ste 110, Little Rock, AR 72202; LLC for a building lease; Partner; 08/30/2021; 1 hour per month; 0 during trading hours; owner and partner 4) CR Resource Group; Not investment-related; 15 Summerdale, , Little Rock, AR 72223; Natural resource recycling company; Co-owner; 03/01/2024; 1 hour per month; 0 during trading hours; owner
CRS (Client Relationship Summary) - RIA
Click below to view Scott Edward Tabor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2025 - Present
TMB CAPITAL PARTNERS, LLC
Office #1: 2226 Cottondale Ln Ste 110, Little Rock, AR 72202RIA
CRD#: 335750
LITTLE ROCK, AR
Past
February 13, 2013 - July 1, 2025
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Little Rock, AR
Past
February 13, 2013 - July 1, 2025
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Little Rock, AR
Past
March 1, 1996 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
LITTLE ROCK, AR
Past
May 6, 1992 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TMB CAPITAL PARTNERS, LLC
TMB CAPITAL PARTNERS, LLC
CRD#: 335750 / SEC#: 801-132649
RIA
Registered Investment Advisory firm - (4/30/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(7/1/2025)
IAR
Texas(10/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TC
TMB CAPITAL PARTNERS, LLC
TMB CAPITAL PARTNERS, LLC
CRD#: 335750 / SEC#: 801-132649
RIA
Registered Investment Advisory firm - (4/30/2025 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2226 Cottondale Ln Ste 110, Little Rock, AR 72202
Mailing Address
Phone number
(501) 671-1140
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,430 |
| AUM (Assets Under Management) | $ 834,325,110 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TMB CAPITAL PARTNERS, LLC
Managing DirectorCRD#: 335750Little Rock, AR 72202TRUST BUT VERIFY
Monitor Scott Tabor
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
