Patrick M. Coyne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Michael Coyne, who also goes by Pat Coyne, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1992. Patrick had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 1997 - December 4, 1998
THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES
September 22, 1995 - June 9, 1997
INDEPENDENT FINANCIAL GROUP, LLC
September 16, 1992 - September 6, 1995
UBS FINANCIAL SERVICES INC.
July 20, 1992 - August 28, 1992
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES
CRD#: 40868 / SEC#: , 8-49215
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
